The study of Borel equivalence relations on Polish spaces has become a major area of focus within descriptive set theory. Primarily, work in this area has been carried out using the standard methods of descriptive set theory. In this work, however, we develop a model-theoretic framework suitable for the study of Borel equivalence relations, introducing a class of objects we call Borel structurings. We then use these structurings to examine conditions under which marker sets for Borel equivalence relations can be concluded to exist or not exist, as well as investigating to what extent the Compactness Theorem from first-order logic continues to hold for Borel structurings.

The use of fingerprints for personal identification has been around for thousands of years (first established in ancient China and India). Fingerprint identification is based on two basic premises that the fingerprint is unique to an individual and the basic characteristics such as ridge pattern do not change over time. Despite extensive research, there are still mathematical challenges in characterization of fingerprints, matching and compression. We develop a new mathematical model in the spatial domain for globally modeling loop pattern fingerprints. Although it is based on the well-known AM-FM (amplitude modulation and frequency modulation) image representation, the model is constructed by a global mathematical function for the continuous phase and it provides a flexible parametric model for loop pattern fingerprints. In sharp contrast to the existing methods, we estimate spatial parameters from the spectral domain by combining the exact values of frequencies with their orientations perpendicular to the fingerprint ridge flow. In addition, to compress fingerprint images and test background Gaussian white noise, we propose a new method based on periodogram spacings. We obtain the joint pdf of these m-dependent random variables at Fourier frequencies and derive the asymptotic distribution of the test statistic.

Estimating large covariance and precision (inverse covariance) matrices has become increasingly important in high dimensional statistics because of its wide applications. The estimation problem is challenging not only theoretically due to the constraint of its positive definiteness, but also computationally because of the curse of dimensionality. Many types of estimators have been proposed such as thresholding under the sparsity assumption of the target matrix, banding and tapering the sample covariance matrix. However, these estimators are not always guaranteed to be positive-definite, especially, for finite samples, and the sparsity assumption is rather restrictive. We propose a novel two-stage adaptive method based on the Cholesky decomposition of a general covariance matrix. By banding the precision matrix in the first stage and adapting the estimates to the second stage estimation, we develop a computationally efficient and statistically accurate method for estimating high dimensional precision matrices. We demonstrate the finite-sample performance of the proposed method by simulations from autoregressive, moving average, and long-range dependent processes. We illustrate its wide applicability by analyzing financial data such S&P 500 index and IBM stock returns, and electric power consumption of individual households. The theoretical properties of the proposed method are also investigated within a large class of …

In prophet problems, two players with different levels of information make decisions to optimize their return from an underlying optimal stopping problem. The player with more information is called the "prophet" while the player with less information is known as the "gambler." In this thesis, as in the majority of the literature on such problems, we assume that the prophet is omniscient, and the gambler does not know future outcomes when making his decisions. Certainly, the prophet will get a better return than the gambler. But how much better? The goal of a prophet problem is to find the least upper bound on the difference (or ratio) between the prophet's return, M, and the gambler's return, V. In this thesis, we present new prophet problems where we seek the least upper bound on M-V when there is a fixed cost per observations. Most prophet problems in the literature compare M and V when prophet and gambler buy (or sell) one asset. The new prophet problems presented in Chapters 3 and 4 treat a scenario where prophet and gambler optimize their return from selling two assets, when there is a fixed cost per observation. Sharp bounds for the problems on small …

We show that any Borel action on a standard Borel space of a group which is topologically isomorphic to the sum of a countable abelian group with a countable sum of lines and circles induces an orbit equivalence relation which is hypersmooth. We also show that any Borel action of a second countable locally compact abelian group on a standard Borel space induces an orbit equivalence relation which is essentially hyperfinite, generalizing a result of Gao and Jackson for the countable abelian groups.

The Lie algebra Vec(ℝ) of polynomial vector fields on the line acts naturally on ℂ[]. This action has a one-parameter family of deformations called the tensor density modules F_λ. The bounded indecomposable modules of Vec(ℝ) of length 2 composed of tensor density modules have been classified by Feigin and Fuchs. We present progress towards describing the annihilators of the unique indecomposable extension of F_λ by F_(λ+2) in the non-resonant case λ ≠ -½. We give the intersection of the annihilator and the subalgebra of lowest weight vectors of the universal enveloping algebra (Vec(ℝ)) of Vec(ℝ). This result is found by applying structural descriptions of the lowest weight vectors of (Vec(ℝ)).

First, we show that the Rothberger and 2-Rothberger games are equivalent. Then we adjust the former proof and introduce another game, the restricted Menger game, in order to obtain a broader result. This provides an answer in the context of Hausdorff spaces for an open question posed by Aurichi, Bella, and Dias.

Spreading models have become fundamental to the study of asymptotic geometry in Banach spaces. The existence of spreading models in every Banach space, and the so-called good sequences which generate them, was one of the first applications of Ramsey theory in Banach space theory. We use Ramsey theory and other techniques from infinitary combinatorics to examine some old and new questions concerning spreading models and good sequences. First, we consider the lp spreading model problem which asks whether a Banach space contains lp provided that every spreading model of a normalized block basic sequence of the basis is isometrically equivalent to lp. Next, using the Hindman-Milliken-Taylor theorem, we prove a new stabilization theorem for spreading models which produces a basic sequence all of whose normalized constant coefficient block basic sequences are good. When the resulting basic sequence is semi-normalized, all the spreading models generated by the above good sequences must be uniformly equivalent to lp or c0. Finally, we investigate the assumption that every normalized block tree on a Banach space has a good branch. This turns out to be a very strong assumption and is equivalent to the space being 1-asymptotic lp. We also show that the stronger assumption …

Robbins' problem is an optimal stopping problem where one seeks to minimize the expected rank of their observations among all observations. We examine random walk analogs to Robbins' problem in both discrete and continuous time. In discrete time, we consider full information and relative ranks versions of this problem. For three step walks, we give the optimal stopping rule and the expected rank for both versions. We also give asymptotic upper bounds for the expected rank in discrete time. Finally, we give upper and lower bounds for the expected rank in continuous time, and we show that the expected rank in the continuous time problem is at least as large as the normalized asymptotic expected rank in the full information discrete time version.

In this dissertation we focus on the application of thermodynamic formalism to non-autonomous and random dynamical systems. Specifically we use the thermodynamic formalism to investigate the dimension of various fractal constructions via the, now standard, technique of Bowen which he developed in his 1979 paper on quasi-Fuchsian groups. Bowen showed, roughly speaking, that the dimension of a fractal is equal to the zero of the relevant topological pressure function. We generalize the results of Rempe-Gillen and Urbanski on non-autonomous iterated function systems to the setting of non-autonomous graph directed Markov systems and then show that the Hausdorff dimension of the fractal limit set is equal to the zero of the associated pressure function provided the size of the alphabets at each time step do not grow too quickly. In trying to remove these growth restrictions, we present several other systems for which Bowen's formula holds, most notably ascending systems. We then use these various constructions to investigate the Hausdorff dimension of various subsets of the Julia set for different large classes of transcendental meromorphic functions of finite order which have been perturbed non-autonomously. In particular we find lower and upper bounds for the dimension of the subset of the Julia …

For a dynamical system on a metric space a shrinking-target set consists of those points whose orbit hit a given ball of shrinking radius infinitely often. Historically such sets originate in Diophantine approximation, in which case they describe the set of well-approximable numbers. One aspect of such sets that is often studied is their Hausdorff dimension. We will show that an analogue of Bowen's dimension formula holds for such sets when they are generated by conformal non-autonomous iterated function systems satisfying some natural assumptions.

We prove the existence and nonexistence of solutions for the semilinear problem ∆u + K(r)f(u) = 0 with various boundary conditions on the exterior of the ball in R^N such that lim r→∞u(r) = 0. Here f : R → R is an odd locally lipschitz non-linear function such that there exists a β > 0 with f < 0 on (0, β), f > 0 on (β, ∞), and K(r) \equiv r^−α for some α > 0.

The non-resonant bounded uniserial representations of Vec(R) form a certain class of extensions composed of tensor density modules, all of whose subquotients are indecomposable. The problem of classifying the extensions with a given composition series is reduced via cohomological methods to computing the solution of a certain system of polynomial equations in several variables derived from the cup equations for the extension. Using this method, we classify all non-resonant bounded uniserial extensions of Vec(R) up to length 6. Beyond this length, all such extensions appear to arise as subquotients of extensions of arbitrary length, many of which are explained by the psuedodifferential operator modules. Others are explained by a wedge construction and by the pseudodifferential operator cocycle discovered by Khesin and Kravchenko.

Rank one subshifts are dynamical systems generated by a regular combinatorial process based on sequences of positive integers called the cut and spacer parameters. Despite the simple process that generates them, rank one subshifts comprise a generic set and are the source of many counterexamples. As a result, measure theoretic rank one subshifts, called rank one transformations, have been extensively studied and investigations into rank one subshifts been the basis of much recent work. We will answer several open problems about rank one subshifts. We completely classify the maximal equicontinuous factor for rank one subshifts, so that this factor can be computed from the parameters. We use these methods to classify when large classes of rank one subshifts have mixing properties. Also, we completely classify the situation when a rank one subshift can be a factor of another rank one subshift.

In 1980 Feigin and Fuchs classified the length 2 bounded representations of Vec(R), the Lie algebra of polynomial vector fields on the line, as a result of their work on the cohomology of Vec(R). This dissertation is concerned mainly with the uniserial (completely indecomposable) representations of Vec(R) with a single Casimir eigenvalue and weights bounded below. Such representations are composed of irreducible representations with semisimple Euler operator action, bounded weight space dimensions, and weights bounded below. These are known to be the tensor density modules with lowest weight λ, for any non-zero complex number λ, and the trivial module C, with Vec(R) actions π_λ and π_C, respectively. Our proofs are cohomology arguments involving the first cohomology groups of Vec(R) with values in the space of homomorphisms between two irreducible representations. These results classify the finite length uniserial extensions, with a single Casimir eigenvalue, of admissible irreducible Vec(R) representations with weights bounded below. In almost every case there is at most one uniserial representation with a given composition series. However, in the case of an odd length extension with composition series {π_1,π_C,π_1,…,π_C,π_1}, there is a one-parameter family of extensions. We also give preliminary results on uniserial representations of the Virasoro Lie …

Spaces such as the closed interval [0, 1] do not have the property of being homogeneous, strongly locally homogeneous (SLH) or countable dense homogeneous (CDH), but the Hilbert cube has all three properties. We investigate subsets X of real numbers to determine when their countable product is homogeneous, SLH, or CDH. We give necessary and sufficient conditions for the product to be homogeneous. We also prove that the product is SLH if and only if X is zero-dimensional or an interval. And finally we show that for a Borel subset X of real numbers the product is CDH iff X is a G-delta zero-dimensional set or an interval.

Crystallographic complex reflection groups are generated by reflections about affine hyperplanes in complex space and stabilize a full rank lattice. These analogs of affine Weyl groups have infinite order and were classified by V.L. Popov in 1982. The classical Braid theorem (first established by E. Artin and E. Brieskorn) asserts that the Artin group of a reflection group (finite or affine Weyl) gives the fundamental group of regular orbits. In other words, the fundamental group of the space with reflecting hyperplanes removed has a presentation mimicking that of the Coxeter presentation; one need only remove relations giving generators finite order. N.V Dung used a semi-cell construction to prove the Braid theorem for affine Weyl groups. Malle conjectured that the Braid theorem holds for all crystallographic complex reflection groups after constructing Coxeter-like reflection presentations. We show how to extend Dung's ideas to crystallographic complex reflection groups and then extend the Braid theorem to some groups in the infinite family [G(r,p,n)]. The proof requires a new classification of crystallographic groups in the infinite family that fail the Steinberg theorem.

Credibility theory is widely used in insurance. It is included in the examination of the Society of Actuaries and in the construction and evaluation of actuarial models. In particular, the Buhlmann credibility model has played a fundamental role in both actuarial theory and practice. It provides a mathematical rigorous procedure for deciding how much credibility should be given to the actual experience rating of an individual risk relative to the manual rating common to a particular class of risks. However, for any selected risk, the Buhlmann model assumes that the outcome random variables in both experience periods and future periods are independent and identically distributed. In addition, the Buhlmann method uses sample mean-based estimators to insure the selected risk, which may be a poor estimator of future costs if only a few observations of past events (costs) are available. We present an extension of the Buhlmann model and propose a general method based on a linear combination of both robust and efficient estimators in a dependence framework. The performance of the proposed procedure is demonstrated by Monte Carlo simulations.

In the context of fractal geometry, the natural extension of volume in Euclidean space is given by Hausdorff and packing measures. These measures arise naturally in the context of iterated function systems (IFS). For example, if the IFS is finite and conformal, then the Hausdorff and packing dimensions of the limit sets agree and the corresponding Hausdorff and packing measures are positive and finite. Moreover, the map which takes the IFS to its dimension is continuous. Developing on previous work, we show that the map which takes a finite conformal IFS to the numerical value of its packing measure is continuous. In the context of self-similar sets, we introduce the super separation condition. We then combine this condition with known density theorems to get a better handle on finding balls of maximum density. This allows us to extend the work of others and give exact formulas for the numerical value of packing measure for classes of Cantor sets, Sierpinski N-gons, and Sierpinski simplexes.

In this paper we explore coloring theorems for the reals, its quotients, cardinals, and their combinations. This work is done under the scope of the axiom of determinacy. We also explore generalizations of Mycielski's theorem and show how these can be used to establish coloring theorems. To finish, we discuss the strange realm of long unions.

In this work, we concern ourselves with particular topics in Polish space theory. We first consider the space A(U) of complex-analytic functions on an open set U endowed with the usual topology of uniform convergence on compact subsets. With the operations of point-wise addition and point-wise multiplication, A(U) is a Polish ring. Inspired by L. Bers' algebraic characterization of the relation of conformality, we show that the topology on A(U) is the only Polish topology for which A(U) is a Polish ring for a large class of U. This class of U includes simply connected regions, simply connected regions excluding a relatively discrete set of points, and other domains of usual interest. One thing that we deduce from this is that, even though C has many different Polish field topologies, as long as it sits inside another Polish ring with enough complex-analytic functions, it must have its usual topology. In a different direction, we show that the bounded complex-analytic functions on the unit disk admits no Polish topology for which it is a Polish ring. We also study the Lie ring structure on A(U) which turns out to be a Polish Lie ring with the usual topology. In this case, …

Assume AD+V=L(R). In the first chapter, let W^1_1 denote the club measure on \omega_1. We analyze the embedding j_{W^1_1}\restr HOD from the point of view of inner model theory. We use our analysis to answer a question of Jackson-Ketchersid about codes for ordinals less than \omega_\omega. In the second chapter, we provide an indiscernibles analysis for models of the form L[T_n,x]. We use our analysis to provide new proofs of the strong partition property on \delta^1_{2n+1}

The descent algebra of a Coxeter group is a subalgebra of the group algebra with interesting representation theoretic properties. For instance, the natural map from the descent algebra of the symmetric group to the character ring is a surjective algebra homomorphism, so the descent algebra implicitly encodes information about the representations of the symmetric group. However, this property does not hold for other Coxeter groups. Moreover, a complete set of primitive idempotents in the descent algebra of the symmetric group leads to a decomposition of the group algebra as a direct sum of induced linear characters of centralizers of conjugacy class representatives. In this dissertation, I consider the hyperoctahedral group. When the descent algebra of a hyperoctahedral group is replaced with a generalization called the Mantaci-Reutenauer algebra, the natural map to the character ring is surjective. In 2008, Bonnafé asked whether a complete set of idempotents in the Mantaci-Reutenauer algebra could lead to a decomposition of the group algebra of the hyperoctahedral group as a direct sum of induced linear characters of centralizers. In this dissertation, I will answer this question positively and go through the construction of the idempotents, conjugacy class representatives, and linear characters required to do so.

In this thesis, we define differential operators for Hermitian Jacobi forms and Hermitian modular forms over the Gaussian number field Q(i). In particular, we construct Rankin-Cohen brackets for such spaces of Hermitian Jacobi forms and Hermitian modular forms. As an application, we extend Rankin's method to the case of Hermitian Jacobi forms. Finally we compute Fourier series coefficients of Hermitian modular forms, which allow us to give an example of the first Rankin-Cohen bracket of two Hermitian modular forms. In the appendix, we provide tables of Fourier series coefficients of Hermitian modular forms and also the computer source code that we used to compute such Fourier coefficients.