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Securities and Exchange Commission: Information on Fair Fund Collections and Distributions (open access)

Securities and Exchange Commission: Information on Fair Fund Collections and Distributions

Correspondence issued by the Government Accountability Office with an abstract that begins "The Securities and Exchange Commission's (SEC) primary mission is to protect investors and maintain the integrity of securities markets. As a part of its responsibility to protect investors, SEC seeks to ensure that individuals who violate federal securities laws and regulations take responsibility for their misdeeds. Specifically, when individuals or firms are found to have violated securities laws, SEC may order civil monetary penalties and seek ill-gotten financial gains, or disgorgement, from the violators. For its enforcement actions to be successful, SEC must have a collection and distribution program for both civil monetary penalties and disgorgement that functions effectively. In 2002, Congress passed the Sarbanes-Oxley Act to address corporate malfeasance and restore investor confidence in the U.S. securities markets. This legislation established numerous reforms to increase investor protection, including Section 308(a), the Federal Account for Investor Restitution provision, commonly known as the Fair Fund provision. This provision allows SEC to combine civil monetary penalties and other donations to disgorgement funds for the benefit of investors who suffer losses resulting from fraud or other securities violations. Fair Funds may be created through either SEC administrative proceedings or litigation in …
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Text
System: The UNT Digital Library
Financial Regulation: Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches (open access)

Financial Regulation: Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches

A letter report issued by the Government Accountability Office with an abstract that begins "The conference report accompanying the Consolidated Appropriations Act of 2010 directed GAO to assess the joint report of the (SEC) and the Commodity Futures Trading Commission (CFTC) on harmonization of their regulatory approaches. In October 2009, CFTC and SEC issued this report in response to the Department of the Treasury's recommendation that the two agencies assess conflicts in their rules and statutes with respect to similar financial instruments. GAO's objectives were to review (1) how CFTC and SEC identified and assessed harmonization opportunities, (2) the agencies' progress toward implementing the joint report's recommendations, and (3) additional steps the agencies could take to reduce inconsistencies and overlap in their oversight. To meet these objectives, GAO reviewed the joint report and related documentation, interviewed agency officials, and obtained and analyzed written comments on the report from market participants."
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Report
System: The UNT Digital Library
Best Practices: DOD Can Achieve Better Outcomes by Standardizing the Way Manufacturing Risks Are Managed (open access)

Best Practices: DOD Can Achieve Better Outcomes by Standardizing the Way Manufacturing Risks Are Managed

A letter report issued by the Government Accountability Office with an abstract that begins "Cost growth and schedule delays are prevalent problems in acquiring defense weapon systems. Manufacturing systems has proven difficult, particularly as programs transition to production. In December 2008, the Department of Defense (DOD) issued an updated version of its acquisition policy that reflects earlier consideration of manufacturing risks. A joint defense and industry group developed manufacturing readiness levels (MRL) to support assessments of manufacturing risks. Use of MRLs on all weapon acquisition programs has been proposed. In response to a congressional request, this report assesses the manufacturing problems faced by DOD, how MRLs can address manufacturing problems, how MRLs compare to manufacturing best practices of leading commercial firms, and challenges and barriers to implementing MRLs at DOD. In conducting our work, we contacted DOD, military services, and contractors; held interviews with leading commercial firms; reviewed program documents and policy proposals; and spoke with manufacturing experts."
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Report
System: The UNT Digital Library
VA's Fiduciary Program: VA Plans to Improve Program Compliance and Policies, but Sustained Management Attention is Needed (open access)

VA's Fiduciary Program: VA Plans to Improve Program Compliance and Policies, but Sustained Management Attention is Needed

Testimony issued by the Government Accountability Office with an abstract that begins "The Department of Veterans Affairs (VA) pays billions of dollars in compensation and pension benefits to disabled veterans and their dependents. For those beneficiaries who are unable to manage their own affairs, VA appoints a third party, called a fiduciary, to manage their VA funds. Congress, VA's Office of Inspector General (OIG) and GAO have noted that VA does not always have, or adhere to, effective policies for selecting and monitoring fiduciaries and therefore, does not fully safeguard the assets of beneficiaries in the Fiduciary Program. GAO was asked to discuss the Fiduciary Program and possible ways that it could be improved to better serve veterans, their families, and survivors. This statement is based on GAO's February 2010 report (GAO-10-241), which examined (1) VA policies and procedures for monitoring fiduciaries and safeguarding beneficiary assets and (2) challenges VA faces in improving program performance and oversight. To conduct that work, GAO reviewed program policies and relevant federal laws and regulations, analyzed a nationally representative random sample of case files, interviewed Central Office managers and staff, and conducted three site visits to Fiduciary Program offices, which accounted for 25 percent …
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Text
System: The UNT Digital Library
U.S. Postal Service: Action Needed to Facilitate Financial Viability (open access)

U.S. Postal Service: Action Needed to Facilitate Financial Viability

Testimony issued by the Government Accountability Office with an abstract that begins "The U.S. Postal Service's (USPS) financial condition and outlook deteriorated significantly during fiscal years 2007 through 2009. USPS was not able to cut costs fast enough to offset declines in mail volumes and revenues resulting from the economic recession and changes in the use of mail, such as electronic bill payment. In July 2009, GAO added USPS's financial condition to its high-risk list and reported that USPS urgently needed to restructure to improve its financial viability. The Postal Accountability and Enhancement Act (PAEA) of 2006 required GAO to evaluate strategies and options for USPS's long-term structural and operational reform and report by December 2011. Because of USPS's financial crisis and the need for urgent action, GAO accelerated its work and issued a report (GAO-10-455) on April 12, 2010. This testimony provides (1) information on USPS's financial condition and outlook and (2) GAO's perspective on the actions that are needed to facilitate progress toward USPS's financial viability. This testimony is based on GAO's recently issued report and recent testimonies on USPS's financial condition and outlook."
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Text
System: The UNT Digital Library
Securing and Stabilizing Iraq: An Assessment of the U.S. Joint Campaign Plan for Iraq (open access)

Securing and Stabilizing Iraq: An Assessment of the U.S. Joint Campaign Plan for Iraq

Correspondence issued by the Government Accountability Office with an abstract that begins "In the National Defense Authorization Act (NDAA) for fiscal year 2010, GAO is required to assess the extent to which the campaign plan for Iraq and supporting documents adhere to military doctrine, including the extent to which they (1) identify and prioritize the conditions that must be achieved in each phase of the campaign plan, (2) report the number of combat brigade teams and other forces required for each campaign phase, and (3) estimate the time needed to reach the desired end state and complete the military portion of the campaign. This report must be provided to Congress no later than 180 days after the enactment of the NDAA, or by April 26, 2010. The NDAA also states that GAO should notify Congress in writing if a previously submitted report meets the requirements to report on the campaign plan for Iraq. Further, the act requires that GAO submit an updated report when the campaign plan is substantially updated or altered, with the requirement ending on December 31, 2011. Our September 2009 classified report--Securing and Stabilizing Iraq: U.S. Drawdown Plans Should Include Contingency Plans for Use If Key Assumptions …
Date: April 22, 2010
Creator: United States. Government Accountability Office.
Object Type: Text
System: The UNT Digital Library
The Greensheet (Houston, Tex.), Vol. 41, No. 140, Ed. 1 Thursday, April 22, 2010 (open access)

The Greensheet (Houston, Tex.), Vol. 41, No. 140, Ed. 1 Thursday, April 22, 2010

Free weekly newspaper that includes business and classified advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
The Greensheet (Houston, Tex.), Vol. 41, No. 141, Ed. 1 Thursday, April 22, 2010 (open access)

The Greensheet (Houston, Tex.), Vol. 41, No. 141, Ed. 1 Thursday, April 22, 2010

Free weekly newspaper that includes business and classified advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
Port Aransas South Jetty (Port Aransas, Tex.), Vol. 40, No. 16, Ed. 1 Thursday, April 22, 2010 (open access)

Port Aransas South Jetty (Port Aransas, Tex.), Vol. 40, No. 16, Ed. 1 Thursday, April 22, 2010

Weekly newspaper from Port Aransas, Texas on Mustang Island that includes local, state and national news along with extensive advertising.
Date: April 22, 2010
Creator: Judson, Mary Henkel
Object Type: Newspaper
System: The Portal to Texas History
North Texas Daily (Denton, Tex.), Vol. 95, No. 51, Ed. 1 Thursday, April 22, 2010 (open access)

North Texas Daily (Denton, Tex.), Vol. 95, No. 51, Ed. 1 Thursday, April 22, 2010

Daily student newspaper from the University of North Texas in Denton, Texas that includes local, state and campus news along with advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
Texas Jewish Post (Fort Worth, Tex.), Vol. 64, No. 16, Ed. 1 Thursday, April 22, 2010 (open access)

Texas Jewish Post (Fort Worth, Tex.), Vol. 64, No. 16, Ed. 1 Thursday, April 22, 2010

Weekly Jewish newspaper from Fort Worth, Texas that includes local, state and national news along with extensive advertising.
Date: April 22, 2010
Creator: Wisch, Rene
Object Type: Newspaper
System: The Portal to Texas History
The Bastrop Advertiser (Bastrop, Tex.), Vol. 157, No. 15, Ed. 1 Thursday, April 22, 2010 (open access)

The Bastrop Advertiser (Bastrop, Tex.), Vol. 157, No. 15, Ed. 1 Thursday, April 22, 2010

Semi-weekly newspaper from Bastrop, Texas that includes local, state and national news along with advertising.
Date: April 22, 2010
Creator: Wright, Cyndi
Object Type: Newspaper
System: The Portal to Texas History
Trace Assessment for BWR ATWS Analysis (open access)

Trace Assessment for BWR ATWS Analysis

A TRACE/PARCS input model has been developed in order to be able to analyze anticipated transients without scram (ATWS) in a boiling water reactor. The model is based on one developed previously for the Browns Ferry reactor for doing loss-of-coolant accident analysis. This model was updated by adding the control systems needed for ATWS and a core model using PARCS. The control systems were based on models previously developed for the TRAC-B code. The PARCS model is based on information (e.g., exposure and moderator density (void) history distributions) obtained from General Electric Hitachi and cross sections for GE14 fuel obtained from an independent source. The model is able to calculate an ATWS, initiated by the closure of main steam isolation valves, with recirculation pump trip, water level control, injection of borated water from the standby liquid control system and actuation of the automatic depres-surization system. The model is not considered complete and recommendations are made on how it should be improved.
Date: April 22, 2010
Creator: Cheng, L. Y.; Diamond, D. & Arantxa Cuadra, Gilad Raitses, Arnold Aronson
Object Type: Report
System: The UNT Digital Library
[Email from Daniel Graney to multiple recipients about convention schedule] (open access)

[Email from Daniel Graney to multiple recipients about convention schedule]

Email from Daniel Graney to "All" on April 22, 2010, discussing Texas Stonewall Democratic Caucus convention schedule.
Date: April 22, 2010
Creator: unknown
Object Type: Letter
System: The UNT Digital Library
MEASUREMENTS OF PAST 14C LEVELS AND 13C/12C RATIOS IN THE SURFACE WATERS OF THE WORLD'S SUBPOLAR OCEANS. (open access)

MEASUREMENTS OF PAST 14C LEVELS AND 13C/12C RATIOS IN THE SURFACE WATERS OF THE WORLD'S SUBPOLAR OCEANS.

Under this project we have developed methods that allow the reconstruction of past {sup 14}C levels of the surface waters of the subpolar North Pacific Ocean by measuring the {sup 14}C contents of archived salmon scales. The overall goal of this research was to reduce of the uncertainty in the uptake of fossil CO{sub 2} by the oceans and thereby improve the quantification of the global carbon cycle and to elucidate the fate of anthropogenic CO{sub 2}. Ocean General Circulation Models (OGCMs), with their three dimensional global spatial coverage and temporal modeling capabilities, provide the best route to accurately calculating the total uptake of CO{sub 2} by the oceans and, hence, to achieving the desired reduction in uncertainty. {sup 14}C has played, and continues to play, a central role in the validation of the OGCMs calculations, particularly with respect to those model components which govern the uptake of CO{sub 2} from the atmosphere and the transport of this carbon within the oceans. Under this project, we have developed time-series records of the {sup 14}C levels of the surface waters of three areas of the subpolar North Pacific Ocean. As the previously available data on the time-history of oceanic surface water …
Date: April 22, 2010
Creator: Brown, T A
Object Type: Report
System: The UNT Digital Library
The Greensheet (Fort Worth, Tex.), Vol. 34, No. 18, Ed. 1 Thursday, April 22, 2010 (open access)

The Greensheet (Fort Worth, Tex.), Vol. 34, No. 18, Ed. 1 Thursday, April 22, 2010

Free weekly newspaper that includes business and classified advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
The Greensheet (Fort Worth, Tex.), Vol. 34, No. 19, Ed. 1 Thursday, April 22, 2010 (open access)

The Greensheet (Fort Worth, Tex.), Vol. 34, No. 19, Ed. 1 Thursday, April 22, 2010

Free weekly newspaper that includes business and classified advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
The Greensheet (Arlington-Grand Prairie, Tex.), Vol. 34, No. 17, Ed. 1 Thursday, April 22, 2010 (open access)

The Greensheet (Arlington-Grand Prairie, Tex.), Vol. 34, No. 17, Ed. 1 Thursday, April 22, 2010

Free weekly newspaper that includes business and classified advertising.
Date: April 22, 2010
Creator: unknown
Object Type: Newspaper
System: The Portal to Texas History
On0Line Fuel Failure Monitor for Fuel Testing and Monitoring of Gas Cooled Very High Temperature Reactor (open access)

On0Line Fuel Failure Monitor for Fuel Testing and Monitoring of Gas Cooled Very High Temperature Reactor

IVery High Temperature Reactors (VHTR) utilize the TRISO microsphere as the fundamental fuel unit in the core. The TRISO microsphere (~ 1- mm diameter) is composed of a UO2 kernel surrounded by a porous pyrolytic graphite buffer, an inner pyrolytic graphite layer, a silicon carbide (SiC) coating, and an outer pyrolytic graphite layer. The U-235 enrichment of the fuel is expected to range from 4% – 10% (higher enrichments are also being considered). The layer/coating system that surrounds the UO2 kernel acts as the containment and main barrier against the environmental release of radioactivity. To understand better the behavior of this fuel under in-core conditions (e.g., high temperature, intense fast neutron flux, etc.), the US Department of Energy (DOE) is launching a fuel testing program that will take place at the Advanced Test Reactor (ATR) located at Idaho National Laboratory (INL). During this project North Carolina State University (NCSU) researchers will collaborate with INL staff for establishing an optimized system for fuel monitoring for the ATR tests. In addition, it is expected that the developed system and methods will be of general use for fuel failure monitoring in gas cooled VHTRs.
Date: April 22, 2010
Creator: Hawari, Ayman I. & Bourham, Mohamed A.
Object Type: Report
System: The UNT Digital Library
The Influence of Linker Geometry on Uranyl Complexation by Rigidly-Linked Bis(3-hydroxy-N-methyl-pyridin-2-one) (open access)

The Influence of Linker Geometry on Uranyl Complexation by Rigidly-Linked Bis(3-hydroxy-N-methyl-pyridin-2-one)

A series of bis(3-hydroxy-N-methyl-pyridin-2-one) ligands was synthesized, and their respective uranyl complexes were characterized by single crystal X-ray diffraction analyses. These structures were inspected for high-energy conformations and evaluated using a series of metrics to measure co-planarity of chelating moieties with each other and the uranyl coordination plane, as well as to measure coordinative crowding about the uranyl dication. Both very short (ethyl, 3,4-thiophene and o-phenylene) and very long ({alpha},{alpha}{prime}-m-xylene and 1,8-fluorene) linkers provide optimal ligand geometries about the uranyl cation, resulting in planar, unstrained molecular arrangements. The planarity of the rigid linkers also suggests there is a degree of pre-organization for a planar coordination mode that is ideal for uranyl-selective ligand design. Comparison of intramolecular N{sub amide}-O{sub phenolate} distances and {sup 1}H NMR chemical shifts of amide protons supports earlier results that short linkers provide the optimal geometry for intramolecular hydrogen bonding.
Date: April 22, 2010
Creator: Szigethy, Geza & Raymond, Kenneth
Object Type: Article
System: The UNT Digital Library
Epithermal Neutron Source for Neutron Resonance Spectroscopy (NRS) using High Intensity, Short Pulse Lasers (open access)

Epithermal Neutron Source for Neutron Resonance Spectroscopy (NRS) using High Intensity, Short Pulse Lasers

A neutron source for neutron resonance spectroscopy (NRS) has been developed using high intensity, short pulse lasers. This measurement technique will allow for robust measurements of interior ion temperature of laser-shocked materials and provide insight into equation of state (EOS) measurements. The neutron generation technique uses protons accelerated by lasers off of Cu foils to create neutrons in LiF, through (p,n) reactions with {sup 7}Li and {sup 19}F. The distribution of the incident proton beam has been diagnosed using radiochromic film (RCF). This distribution is used as the input for a (p,n) neturon prediction code which is compared to experimentally measured neutron yields. From this calculation, a total fluence of 1.8 x 10{sup 9} neutrons is infered, which is shown to be a reasonable amount for NRS temperature measurement.
Date: April 22, 2010
Creator: Higginson, D. P.; McNaney, J. M.; Swift, D. C.; Bartal, T.; Hey, D. S.; Pape, S. L. et al.
Object Type: Article
System: The UNT Digital Library
Development of a Hydrodynamic and Transport model of Bellingham Bay in Support of Nearshore Habitat Restoration (open access)

Development of a Hydrodynamic and Transport model of Bellingham Bay in Support of Nearshore Habitat Restoration

In this study, a hydrodynamic model based on the unstructured-grid finite volume coastal ocean model (FVCOM) was developed for Bellingham Bay, Washington. The model simulates water surface elevation, velocity, temperature, and salinity in a three-dimensional domain that covers the entire Bellingham Bay and adjacent water bodies, including Lummi Bay, Samish Bay, Padilla Bay, and Rosario Strait. The model was developed using Pacific Northwest National Laboratory’s high-resolution Puget Sound and Northwest Straits circulation and transport model. A sub-model grid for Bellingham Bay and adjacent coastal waters was extracted from the Puget Sound model and refined in Bellingham Bay using bathymetric light detection and ranging (LIDAR) and river channel cross-section data. The model uses tides, river inflows, and meteorological inputs to predict water surface elevations, currents, salinity, and temperature. A tidal open boundary condition was specified using standard National Oceanic and Atmospheric Administration (NOAA) predictions. Temperature and salinity open boundary conditions were specified based on observed data. Meteorological forcing (wind, solar radiation, and net surface heat flux) was obtained from NOAA real observations and National Center for Environmental Prediction North American Regional Analysis outputs. The model was run in parallel with 48 cores using a time step of 2.5 seconds. It took …
Date: April 22, 2010
Creator: Wang, Taiping; Yang, Zhaoqing & Khangaonkar, Tarang
Object Type: Report
System: The UNT Digital Library
Cooper Review (Cooper, Tex.), Vol. 130, No. 16, Ed. 1 Thursday, April 22, 2010 (open access)

Cooper Review (Cooper, Tex.), Vol. 130, No. 16, Ed. 1 Thursday, April 22, 2010

Weekly newspaper from Cooper, Texas that includes local, state, and national news along with advertising.
Date: April 22, 2010
Creator: Palmer, Roger
Object Type: Newspaper
System: The Portal to Texas History
NATO Common Funds Burdensharing: Background and Current Issues (open access)

NATO Common Funds Burdensharing: Background and Current Issues

Member states of the North Atlantic Treaty Organization (NATO) contribute to the activities of the alliance in several ways, the chief of which is through the deployment of their own armed forces, funded by their national budgets. Certain commonly conducted activities, however, are paid for out of three NATO-run budgets. These three accounts--the civil budget, the military budget, and the security investment program--are funded by individual contributions from the member states. This report discusses North Atlantic Treaty Organization (NATO) burdensharing in funding such operations.
Date: April 22, 2010
Creator: Ek, Carl
Object Type: Report
System: The UNT Digital Library