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http://www.familycohort.org
https://irp.fas.org/crs/RL32536.pdf
https://fedcommunities.org
https://federallabs.org
https://www.federalreserveeducation.org
https://www.federalreservehistory.org
https://fedpaymentsimprovement.org
https://www.fedsearch.org/ffiec
https://www.feis-crs.org/feis
http://findtbresources.org
https://www.finra.org/media-center/news-releases/2007/finra-fines-axa-advisors-12-million-fee-based-account-violations-orders
https://www.finra.org/media-center/news-releases/2007/finra-fines-j-p-morgan-securities-500000-failing-disclose-use-payments
https://www.finra.org/media-center/news-releases/2007/finra-fines-oppenheimer-1-million-settle-charges-it-produced-flawed
https://www.finra.org/media-center/news-releases/2007/finra-fines-ubs-financial-services-370000-late-reporting-failing-report
https://www.finra.org/media-center/news-releases/2007/finra-fines-wachovia-capital-markets-300000-deficient-disclosures
https://www.finra.org/media-center/news-releases/2007/finra-orders-rafferty-capital-markets-pay-over-400000-supervisory
https://www.finra.org/media-center/news-releases/2007/morgan-stanley-pay-125-million-resolve-finra-charges-it-failed-provide
https://www.finra.org/media-center/news-releases/2008/citigroup-global-markets-fined-300000-failing-supervise-commissions
https://www.finra.org/media-center/news-releases/2008/finra-announces-agreements-principle-five-firms-settle-auction-rate
https://www.finra.org/media-center/news-releases/2008/finra-announces-agreements-principle-three-additional-firms-settle
https://www.finra.org/media-center/news-releases/2008/finra-fines-19-firms-total-28-million-inaccurate-advertised-trade
https://www.finra.org/media-center/news-releases/2008/finra-fines-banc-one-unsuitable-variable-annuity-sales-inadequate
https://www.finra.org/media-center/news-releases/2008/finra-fines-banorte-securities-international-11-million-improper-sales
https://www.finra.org/media-center/news-releases/2008/finra-fines-suntrust-investment-services-700000-fee-based-account-and
https://www.finra.org/media-center/news-releases/2008/finra-fines-three-firms-total-16-million-oats-reporting-and-supervision
https://www.finra.org/media-center/news-releases/2008/finra-settles-five-firms-supervisory-failures-improper-mutual-fund
https://www.finra.org/media-center/news-releases/2008/finras-national-adjudicatory-council-affirms-5-million-fine-against
https://www.finra.org/media-center/news-releases/2008/gunnallen-financial-pays-750000-settle-charges-involving-former-head
https://www.finra.org/media-center/news-releases/2008/oppenheimer-co-pay-45-million-settle-finra-market-timing-charges
https://www.finra.org/media-center/news-releases/2008/smh-capital-fined-450000-procedural-failures-regarding-soft-dollar
https://www.finra.org/media-center/news-releases/2009/ameritas-fined-100000-use-misleading-college-funding-plans-sell
https://www.finra.org/media-center/news-releases/2009/etrade-units-fined-1-million-inadequate-anti-money-laundering-program
https://www.finra.org/media-center/news-releases/2009/finra-announces-agreements-four-additional-firms-settle-auction-rate
https://www.finra.org/media-center/news-releases/2009/finra-announces-agreements-three-additional-firms-settle-auction-rate
https://www.finra.org/media-center/news-releases/2009/finra-fines-25-firms-more-21-million-failures-mutual-fund-breakpoint
https://www.finra.org/media-center/news-releases/2009/finra-fines-bank-broker-dealers-165-million-supervisory-failures
https://www.finra.org/media-center/news-releases/2009/finra-fines-centaurus-financial-175000-failure-protect-confidential
https://www.finra.org/media-center/news-releases/2009/finra-fines-citigroup-600000-failing-supervise-tax-related-stock
https://www.finra.org/media-center/news-releases/2009/finra-fines-citigroup-global-markets-2-million-range-trade-reporting
https://www.finra.org/media-center/news-releases/2009/finra-fines-citigroup-global-markets-ubs-and-deutsche-bank-425000
https://www.finra.org/media-center/news-releases/2009/finra-fines-edward-jones-900000-failing-timely-deliver-official
https://www.finra.org/media-center/news-releases/2009/finra-fines-fifth-third-securities-175-million-250-unsuitable-variable
https://www.finra.org/media-center/news-releases/2009/finra-fines-icap-28-million-fines-and-suspends-former-broker-improper
https://www.finra.org/media-center/news-releases/2009/finra-fines-leonard-co-sale-unregistered-securities-bars-broker
https://www.finra.org/media-center/news-releases/2009/finra-fines-merrill-lynch-ubs-supervisory-failures-sales-closed-end
https://www.finra.org/media-center/news-releases/2009/finra-fines-metlife-securities-and-affiliates-12-million-email
https://www.finra.org/media-center/news-releases/2009/finra-fines-next-financial-group-1-million-supervisory-failures-led
https://www.finra.org/media-center/news-releases/2009/finra-fines-pacific-cornerstone-capital-ceo-750000-private-placement
https://www.finra.org/media-center/news-releases/2009/finra-fines-raymond-james-rbc-capital-markets-corporation-stock-loan
https://www.finra.org/media-center/news-releases/2009/finra-fines-robert-w-baird-co-500000-fee-based-account-breakpoint
https://www.finra.org/media-center/news-releases/2009/finra-fines-terra-nova-financial-400000-firm-made-over-1-million
https://www.finra.org/media-center/news-releases/2009/finra-fines-three-firms-over-125-million-failing-detect-investigate-and
https://www.finra.org/media-center/news-releases/2009/finra-fines-wachovia-securities-14-million-prospectus-delivery-failures
https://www.finra.org/media-center/news-releases/2009/finra-fines-wachovia-securities-and-first-clearing-11-million-failing
https://www.finra.org/media-center/news-releases/2009/finra-fines-wachovia-units-more-45-million-failures-relating-trust-and
https://www.finra.org/media-center/news-releases/2009/finra-hearing-panel-expels-legacy-trading-co-bars-firms-ceo-imposes
https://www.finra.org/media-center/news-releases/2009/first-new-york-securities-four-its-former-traders-ordered-pay-over
https://www.finra.org/media-center/news-releases/2009/morgan-stanley-pay-more-7-million-resolve-finra-charges-relating
https://www.finra.org/media-center/news-releases/2009/rd-capital-group-and-firm-president-ordered-pay-1-million-fines
https://www.finra.org/media-center/news-releases/2009/scottrade-fined-600000-inadequate-anti-money-laundering-program
https://www.finra.org/media-center/news-releases/2010/citigroup-pays-15-million-supervisory-failures-related-elaborate-scheme
https://www.finra.org/media-center/news-releases/2010/finra-fines-citigroup-650000-direct-borrow-program-deficiencies
https://www.finra.org/media-center/news-releases/2010/finra-fines-da-davidson-co-375000-failure-protect-confidential-customer
https://www.finra.org/media-center/news-releases/2010/finra-fines-deutsche-bank-securities-national-financial-services-total
https://www.finra.org/media-center/news-releases/2010/finra-fines-firms-750000-inadequate-anti-money-laundering-programs
https://www.finra.org/media-center/news-releases/2010/finra-fines-five-firms-385000-sale-unregistered-securities-other
https://www.finra.org/media-center/news-releases/2010/finra-fines-hr-block-financial-advisors-200000-inadequate-supervision
https://www.finra.org/media-center/news-releases/2010/finra-fines-hsbc-375000-unsuitable-sales-inverse-floating-rate-cmos
https://www.finra.org/media-center/news-releases/2010/finra-fines-hsbc-securities-usa-15-million-us-bancorp-275000-auction
https://www.finra.org/media-center/news-releases/2010/finra-fines-morgan-stanley-800000-deficient-conflict-interest
https://www.finra.org/media-center/news-releases/2010/finra-fines-phoenix-derivatives-group-eight-brokers-five-firms-total-43
https://www.finra.org/media-center/news-releases/2010/finra-fines-piper-jaffray-700000-email-retention-violations-related
https://www.finra.org/media-center/news-releases/2010/finra-fines-scottrade-200000-pattern-day-trading-violations
https://www.finra.org/media-center/news-releases/2010/finra-fines-zions-direct-225000-failure-disclose-potential-conflict
https://www.finra.org/media-center/news-releases/2010/finra-orders-ferris-baker-watts-pay-nearly-700000-inappropriate-sales
https://www.finra.org/media-center/news-releases/2010/finra-orders-suntrust-investment-services-pay-144-million-unsuitable
https://www.finra.org/media-center/news-releases/2010/finra-orders-westpark-capital-pay-400000-failing-supervise-brokers
https://www.finra.org/media-center/news-releases/2010/finra-sanctions-trillium-brokerage-services-llc-director-trading-chief
https://www.finra.org/media-center/news-releases/2010/goldman-sachs-pay-650000-failing-disclose-wells-notices
https://www.finra.org/media-center/news-releases/2010/merrill-lynch-pay-more-25-million-related-uit-sales-charge-discount
https://www.finra.org/media-center/news-releases/2011/finra-fines-barclays-capital-3-million-misrepresentations-related
https://www.finra.org/media-center/news-releases/2011/finra-fines-citigroup-500000-failing-supervise-sales-assistant-who
https://www.finra.org/media-center/news-releases/2011/finra-fines-credit-suisse-securities-175-million-regulation-sho
https://www.finra.org/media-center/news-releases/2011/finra-fines-credit-suisse-securities-45-million-and-merrill-lynch-3
https://www.finra.org/media-center/news-releases/2011/finra-fines-five-broker-dealers-improper-handling-fees
https://www.finra.org/media-center/news-releases/2011/finra-fines-jefferies-15-million-failing-disclose-additional
https://www.finra.org/media-center/news-releases/2011/finra-fines-morgan-stanley-1-million-and-orders-restitution-371000
https://www.finra.org/media-center/news-releases/2011/finra-fines-northern-trust-securities-inc-600000-inadequate-supervision
https://www.finra.org/media-center/news-releases/2011/finra-fines-nuveen-3-million-use-misleading-marketing-materials
https://www.finra.org/media-center/news-releases/2011/finra-fines-santander-securities-2-million-deficiencies-its-structured
https://www.finra.org/media-center/news-releases/2011/finra-fines-southwest-securities-500000-paying-former-texas-municipal
https://www.finra.org/media-center/news-releases/2011/finra-fines-southwest-securities-inc-650000-compliance-failures
https://www.finra.org/media-center/news-releases/2011/finra-fines-suntrust-robinson-humphrey-suntrust-investment-services
https://www.finra.org/media-center/news-releases/2011/finra-fines-ubs-financial-services-25-million-orders-ubs-pay
https://www.finra.org/media-center/news-releases/2011/finra-fines-ubs-securities-12-million-regulation-sho-violations-and
https://www.finra.org/media-center/news-releases/2011/finra-fines-wells-fargo-2-million-unsuitable-sales-reverse-convertibles
https://www.finra.org/media-center/news-releases/2011/finra-fines-wells-fargo-advisors-1-million-delays-delivering
https://www.finra.org/media-center/news-releases/2011/finra-fines-wells-investment-securities-300000-use-misleading-marketing
https://www.finra.org/media-center/news-releases/2011/finra-imposes-fines-totaling-600000-against-lincoln-financial
https://www.finra.org/media-center/news-releases/2011/finra-orders-chase-reimburse-customers-19-million-unsuitable-sales-uits
https://www.finra.org/media-center/news-releases/2011/finra-orders-raymond-james-associates-inc-and-raymond-james-financial
https://www.finra.org/media-center/news-releases/2011/finra-orders-schwab-pay-18-million-investors-improper-marketing
https://www.finra.org/media-center/news-releases/2011/finra-sanctions-eight-firms-and-10-individuals-selling-interests
https://www.finra.org/media-center/news-releases/2011/finra-sanctions-two-firms-and-seven-individuals-selling-private
https://www.finra.org/media-center/news-releases/2012/finra-fines-citi-international-financial-600000-and-orders-restitution
https://www.finra.org/media-center/news-releases/2012/finra-fines-citigroup-global-markets-35-million-providing-inaccurate
https://www.finra.org/media-center/news-releases/2012/finra-fines-citigroup-global-markets-725000-failure-disclose-conflicts
https://www.finra.org/media-center/news-releases/2012/finra-fines-merrill-lynch-1-million-failure-arbitrate-disputes
https://www.finra.org/media-center/news-releases/2012/finra-fines-merrill-lynch-28-million-overcharging-customers-32-million
https://www.finra.org/media-center/news-releases/2012/finra-fines-merrill-lynch-500000-failing-file-required-reports
https://www.finra.org/media-center/news-releases/2012/finra-fines-rodman-renshaw-315000-supervisory-and-information-barrier
https://www.finra.org/media-center/news-releases/2012/finra-hearing-panel-fines-brookstone-securities-1-million-fraudulent
https://www.finra.org/media-center/news-releases/2012/finra-joins-exchanges-and-sec-fining-hold-brothers-more-59-million
https://www.finra.org/media-center/news-releases/2012/finra-orders-pruco-securities-pay-107-million-restitution-improper
https://www.finra.org/media-center/news-releases/2012/finra-sanctions-david-lerner-associates-14-million-unfair-practices
https://www.finra.org/media-center/news-releases/2012/finra-sanctions-five-firms-44-million-using-municipal-and-state-bond
https://www.finra.org/media-center/news-releases/2012/finra-sanctions-four-firms-91-million-sales-leveraged-and-inverse
https://www.finra.org/media-center/news-releases/2012/goldman-sachs-co-fined-22-million-supervisory-failures-relating-trading
https://www.finra.org/media-center/news-releases/2013/finra-fines-ameriprise-and-clearing-firm-750000-failing-supervise
https://www.finra.org/media-center/news-releases/2013/finra-fines-barclays-375-million-systemic-record-and-email-retention
https://www.finra.org/media-center/news-releases/2013/finra-fines-cor-clearing-llc-1-million-extensive-regulatory-failures
https://www.finra.org/media-center/news-releases/2013/finra-fines-deutsche-bank-securities-inc-65-million-serious-financial
https://www.finra.org/media-center/news-releases/2013/finra-fines-five-ing-firms-12-million-email-retention-and-review
https://www.finra.org/media-center/news-releases/2013/finra-fines-merrill-lynch-1-million-and-orders-restitution-more-320000
https://www.finra.org/media-center/news-releases/2013/finra-fines-morgan-stanley-1-million-and-orders-restitution-188000-best
https://www.finra.org/media-center/news-releases/2013/finra-fines-oppenheimer-675000-and-orders-restitution-more-246000
https://www.finra.org/media-center/news-releases/2013/finra-fines-oppenheimer-co-inc-14-million-sale-unregistered-penny
https://www.finra.org/media-center/news-releases/2013/finra-fines-statetrust-investments-1-million-and-orders-353000
https://www.finra.org/media-center/news-releases/2013/finra-fines-td-ameritrade-clearing-and-sg-americas-securities-total-18
https://www.finra.org/media-center/news-releases/2013/finra-fines-three-firms-900000-inadequate-anti-money-laundering
https://www.finra.org/media-center/news-releases/2013/finra-hearing-panel-dismisses-two-three-causes-action-complaint-against
https://www.finra.org/media-center/news-releases/2013/finra-joins-exchanges-fining-newedge-usa-llc-95-million-supervisory
https://www.finra.org/media-center/news-releases/2013/finra-orders-jp-turner-pay-more-700000-restitution-unsuitable-sales
https://www.finra.org/media-center/news-releases/2013/finra-orders-wells-fargo-and-banc-america-reimburse-customers-more-3
https://www.finra.org/media-center/news-releases/2013/lpl-pay-9-million-systemic-email-failures-and-making-misstatements
https://www.finra.org/media-center/news-releases/2014/board-decision-finds-charles-schwab-co-violated-finra-rules-adding
https://www.finra.org/media-center/news-releases/2014/finra-and-bats-order-citigroup-global-markets-inc-pay-11-million
https://www.finra.org/media-center/news-releases/2014/finra-fines-10-firms-total-435-million
https://www.finra.org/media-center/news-releases/2014/finra-fines-banorte-ixe-securities-475000-inadequate-anti-money
https://www.finra.org/media-center/news-releases/2014/finra-fines-barclays-capital-goldman-sachs-and-merrill-lynch-1-million
https://www.finra.org/media-center/news-releases/2014/finra-fines-berthel-fisher-and-affiliate-securities-management-research
https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8-million-substantial-anti
https://www.finra.org/media-center/news-releases/2014/finra-fines-citigroup-15-million-failures-related-equity-research
https://www.finra.org/media-center/news-releases/2014/finra-fines-citigroup-global-markets-inc-185-million-and-orders
https://www.finra.org/media-center/news-releases/2014/finra-fines-goldman-sachs-execution-clearing-lp-800000-failing-prevent
https://www.finra.org/media-center/news-releases/2014/finra-fines-lpl-financial-llc-950000-supervisory-failures-related-sales
https://www.finra.org/media-center/news-releases/2014/finra-fines-merrill-lynch-19-million-and-orders-restitution-540000-fair
https://www.finra.org/media-center/news-releases/2014/finra-fines-merrill-lynch-8-million-over-89-million-repaid-retirement
https://www.finra.org/media-center/news-releases/2014/finra-fines-merrill-lynch-total-6-million-reg-sho-violations-and
https://www.finra.org/media-center/news-releases/2014/finra-fines-morgan-stanley-smith-barney-llc-5000000-supervisory
https://www.finra.org/media-center/news-releases/2014/finra-fines-pershing-llc-3-million-customer-protection-rule-violations
https://www.finra.org/media-center/news-releases/2014/finra-fines-triad-advisors-and-securities-america-total-12-million
https://www.finra.org/media-center/news-releases/2014/finra-fines-wells-fargo-advisorswells-fargo-advisors-financial-network
https://www.finra.org/media-center/news-releases/2014/finra-orders-stifel-nicolaus-and-century-securities-pay-fines-and
https://www.finra.org/media-center/news-releases/2014/finra-sanctions-monex-securities-inc-13-million-failing-register-and
https://www.finra.org/media-center/news-releases/2015/finra-fines-aegis-capital-corp-950000-sales-unregistered-penny-stocks
https://www.finra.org/media-center/news-releases/2015/finra-fines-charles-schwab-co-inc-2-million-net-capital-deficiencies
https://www.finra.org/media-center/news-releases/2015/finra-fines-deutsche-bank-securities-inc-14-million-violating-reg-sho
https://www.finra.org/media-center/news-releases/2015/finra-fines-goldman-sachs-execution-clearing-lp-18-million-oats
https://www.finra.org/media-center/news-releases/2015/finra-fines-macquarie-capital-usa-inc-295-million-submitting-inaccurate
https://www.finra.org/media-center/news-releases/2015/finra-fines-morgan-stanley-2-million-short-interest-reporting-and-short
https://www.finra.org/media-center/news-releases/2015/finra-fines-mssb-scottrade-950k-failing-supervise-transmittal-customer
https://www.finra.org/media-center/news-releases/2015/finra-fines-scottrade-26-million-significant-failures-required
https://www.finra.org/media-center/news-releases/2015/finra-fines-stockcross-financial-services-inc-800000-regulation-sho
https://www.finra.org/media-center/news-releases/2015/finra-hearing-panel-expels-john-thomas-financial-and-bars-ceo-tommy
https://www.finra.org/media-center/news-releases/2015/finra-orders-5-firms-pay-18-million-failing-waive-fund-sales-charges
https://www.finra.org/media-center/news-releases/2015/finra-orders-rbc-pay-fine-and-restitution-totaling-more-14-million
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-12-firms-67-million-failing-apply-sales-charge
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-barclays-capital-inc-1375-million-unsuitable-mutual
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-brookville-capital-partners-15-million-and-bars
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-cantor-fitzgerald-73-million-selling-billions
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-fidelity-brokerage-services-llc-1-million-supervisory
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-first-new-york-securities-916000-illegal-short-selling
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-lpl-117-million-widespread-supervisory-failures
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-oppenheimer-co-375-million-supervisory-failures
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-santander-64-million-pr-bond-supervisory-failures
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-three-firms-inadequate-supervision-consolidated-reports
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-ubs-puerto-rico-185-million-supervisory-failures
https://www.finra.org/media-center/news-releases/2015/finra-sanctions-wells-fargo-raymond-james-and-lpl-30-million
https://www.finra.org/media-center/news-releases/2016/finra-and-nasdaq-fine-wedbush-securities-inc-675000-supervisory
https://www.finra.org/media-center/news-releases/2016/finra-fines-12-firms-total-144-million-failing-protect-records
https://www.finra.org/media-center/news-releases/2016/finra-fines-ameriprise-850k-failing-supervise-transmittal-funds
https://www.finra.org/media-center/news-releases/2016/finra-fines-barclays-capital-inc-13-million-extensive-oats-reporting
https://www.finra.org/media-center/news-releases/2016/finra-fines-credit-suisse-165-million-significant-deficiencies-its-aml
https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-325-million-deficient-disclosures-concerning
https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-securities-inc-125-million-inadequate
https://www.finra.org/media-center/news-releases/2016/finra-fines-deutsche-bank-securities-inc-6-million-submitting
https://www.finra.org/media-center/news-releases/2016/finra-fines-eight-firms-total-62-million-supervisory-failures-related
https://www.finra.org/media-center/news-releases/2016/finra-fines-etrade-900k-best-execution-and-protection-customer-order
https://www.finra.org/media-center/news-releases/2016/finra-fines-merrill-lynch-28-million-systemic-reporting-violations
https://www.finra.org/media-center/news-releases/2016/finra-fines-merrill-lynch-5-million-related-return-notes-sales
https://www.finra.org/media-center/news-releases/2016/finra-fines-prudential-annuities-distributors-inc-950000-failing
https://www.finra.org/media-center/news-releases/2016/finra-fines-raymond-james-17-million-systemic-anti-money-laundering
https://www.finra.org/media-center/news-releases/2016/finra-fines-stephens-inc-900000-inadequate-supervision-research
https://www.finra.org/media-center/news-releases/2016/finra-fines-valic-financial-advisors-inc-175-million-failure-prevent
https://www.finra.org/media-center/news-releases/2016/finra-hearing-panel-sanctions-avenir-financial-group-and-bars-former
https://www.finra.org/media-center/news-releases/2016/finra-sanctions-merrill-lynch-7-million-inadequate-supervision
https://www.finra.org/media-center/news-releases/2016/finra-sanctions-metlife-securities-inc-25-million-negligent
https://www.finra.org/media-center/news-releases/2016/finra-sanctions-oppenheimer-co-29-million-unsuitable-sales-non
https://www.finra.org/media-center/news-releases/2016/finra-sanctions-oppenheimer-co-34-million-reporting-violations-failing
https://www.finra.org/media-center/news-releases/2017/finra-bats-nasdaq-and-nyse-fine-firms-market-access-rule-violations
https://www.finra.org/media-center/news-releases/2017/finra-fines-jp-morgan-125-million-failing-screen-its-employees
https://www.finra.org/media-center/news-releases/2017/finra-fines-jp-morgan-securities-llc-28-million-customer-protection
https://www.finra.org/media-center/news-releases/2017/finra-fines-merrill-lynch-14-million-deficiencies-related-extended
https://www.finra.org/media-center/news-releases/2017/finra-fines-raymond-james-2-million-failing-supervise-email
https://www.finra.org/media-center/news-releases/2017/finra-hearing-panel-fines-cl-king-associates-750000-negligent
https://www.finra.org/media-center/news-releases/2017/finra-orders-purshe-kaplan-sterling-pay-34-million-native-american
https://www.finra.org/media-center/news-releases/2017/finra-orders-wells-fargo-broker-dealers-pay-34-million-restitution-and
https://www.finra.org/media-center/news-releases/2017/finra-sanctions-citigroup-global-markets-115-million-inaccurate
https://www.finra.org/media-center/news-releases/2017/finra-sanctions-morgan-stanley-13-million-failing-related-uits
https://www.finra.org/media-center/news-releases/2018/finra-box-cboe-iex-nasdaq-and-nyse-fine-instinet-llc-market-access-rule
https://www.finra.org/media-center/news-releases/2018/finra-fines-aegis-capital-corp-550000-aml-and-supervision-rule
https://www.finra.org/media-center/news-releases/2018/finra-fines-icbcfs-53-million-anti-money-laundering-compliance
https://www.finra.org/media-center/news-releases/2018/finra-fines-interactive-brokers-5-point-5-million-regulation-sho
https://www.finra.org/media-center/news-releases/2018/finra-fines-lpl-275-million-complaint-reporting-and-aml-program
https://www.finra.org/media-center/news-releases/2018/finra-fines-morgan-stanley-10-million-aml-program-and-supervisory
https://www.finra.org/media-center/news-releases/2018/finra-fines-ubs-5-million-significant-deficiencies-aml-programs
https://www.finra.org/media-center/news-releases/2018/finra-sanctions-fifth-third-securities-6-million-va-exchange-violations
https://www.finra.org/media-center/news-releases/2018/finra-sanctions-merrill-lynch-6-million-selling-ipos-industry-insiders
https://www.finra.org/media-center/news-releases/2018/wedbush-securities-fined-15-million-customer-protection-net-capital
https://www.finra.org/media-center/news-releases/2019/finra-fines-cantor-fitzgerald-2-million-regulation-sho-violations-and
https://www.finra.org/media-center/news-releases/2019/finra-orders-buckman-buckman-reid-pay-approximately-205000-restitution
https://www.finra.org/media-center/news-releases/2019/finra-orders-summit-brokerage-services-inc-pay-more-550000-restitution
https://www.finra.org/media-center/news-releases/2019/finra-sanctions-axa-advisors-llc-approximately-772000-misrepresentations-401k-plan-sponsors-and
https://www.finra.org/media-center/newsreleases/2019/finra-exchanges-fine-credit-suisse-65-million-supervision-mkt-access
https://www.finra.org/media-center/newsreleases/2019/finra-fines-bnp-paribas-securities-corp-and-bnp-paribas-prime
https://www.finra.org/media-center/newsreleases/2019/finra-fines-citigroup-global-markets-inc-125-million-employee-screening
https://www.finra.org/media-center/newsreleases/2019/finra-fines-jp-morgan-securities-llc-1-point-1-million-failing-timely
https://www.finra.org/media-center/newsreleases/2019/finra-fines-robinhood-financial-llc-125-million-best-execution
https://www.finra.org/media-center/newsreleases/2019/finra-fines-ubs-financial-services-inc-2-million-continued-failures
https://www.finra.org/media-center/newsreleases/2019/finra-nasdaq-bx-phlx-ise-nyse-nyse-arca-nyse-american-cboe-bzx-byx
https://www.finra.org/media-center/newsreleases/2019/finra-orders-merrill-lynch-pierce-fenner-smith-raymond-james
https://www.finra.org/media-center/newsreleases/2019/finra-orders-oppenheimer-co-inc-pay-38-million-restitution-customers
https://www.finra.org/media-center/newsreleases/2019/finra-sanctions-five-firms-failure-reasonably-supervise-custodial
https://www.finra.org/media-center/newsreleases/2020/finra-fines-interactive-brokers-15-million-widespread-aml-failures
https://www.finra.org/media-center/newsreleases/2020/finra-fines-sg-americas-securities-1-point-55-million-for-submitting-inaccurate-blue-sheet-data
https://www.finra.org/media-center/newsreleases/2020/finra-orders-merrill-lynch-pierce-fenner-smith-inc-pay-7-point-2-million
https://www.finra.org/media-center/newsreleases/2020/finra-orders-worden-capital-management-llc-pay-more-12-million
https://www.finra.org/media-center/newsreleases/2020/finra-sanctions-stifel-nicolaus-co-inc-more-3-point-6-million-violations
https://www.finra.org/media-center/newsreleases/2020/finra-sanctions-transamerica-financial-advisors-inc-88-million
https://www.finra.org/media-center/newsreleases/2020/finra-sanctions-wells-fargo-clearing-services-llc-and-wells-fargo
https://www.finra.org/media-center/newsreleases/2021/finra-orders-aegis-capital-corp-pay-1-point-7-million-restitution
https://www.finra.org/media-center/newsreleases/2021/finra-orders-merrill-lynch-pierce-fenner-smith-inc-pay-84-million
https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial
https://www.finra.org/media-center/newsreleases/2022/finra-fines-credit-suisse-securities-9-million-multiple-operational
https://www.finra.org/media-center/newsreleases/2022/finra-fines-for-crowdfunding-rule-violations
https://www.finra.org/media-center/newsreleases/2022/finra-fines-ubs-securities-25-million-regulation-sho-violations
https://www.finra.org/media-center/newsreleases/2022/finra-orders-merrill-lynch-pierce-fenner-smith-inc-pay-15-point-2-million
https://www.finra.org/media-center/newsreleases/2022/firm-failed-report-over-counter-options-positions-more-74-million
https://www.finra.org/media-center/newsreleases/2023/finra-fines-bofa-securities-24-million-for-treasuries-spoofing-and-related-supervisory-failures
https://www.finra.org/media-center/newsreleases/2023/finra-fines-merrill-lynch-6-million-longstanding-aml-program
https://www.finra.org/media-center/newsreleases/2023/finra-fines-webull-3-million-options-customer-approval-violations
https://www.finra.org/media-center/newsreleases/2023/finra-orders-four-firms-pay-26-million-violations-relating-fully
https://www.finra.org/media-center/newsreleases/2024/finra-fines-m1-finance-850000-violations-regarding-use-social-media
https://www.finra.org/media-center/newsreleases/2024/finra-fines-morgan-stanley-1point6-million-municipal-securities
https://www.finra.org/sites/default/files/DisciplinaryAction/p117534.pdf
https://www.finra.org/sites/default/files/DisciplinaryAction/p118698.pdf
https://www.finra.org/sites/default/files/DisciplinaryAction/p120231.pdf
https://www.finra.org/sites/default/files/DisciplinaryAction/p122065.pdf
https://www.firelab.org/project/fofem-fire-effects-model
https://www.fishwildlife.org/application/files/9216/1582/0864/Connectivity_and_Climate_Change_Toolkit_FINAL.pdf
https://www.fjcfoundation.org
http://www.floridapanhandle-cfc.org/_root
http://www.forestryimages.org
https://frbatlanta.org
https://www.frbatlanta.org
https://www.frbservices.org
https://www.frbsf.org/economic-research/events/2019/november/economics-of-climate-change
https://www.frbsf.org/economic-research/publications/economic-letter/2022/september/remote-work-and-housing-demand
http://www.ftcampbellareacfc.org/_root
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